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Investment Company Act of 1940

The Investment Company Act of 1940 was created through an act of Congress to regulate the organization of investment companies and the activities they engage in. This act also set standards for ...…

17 CFR Part 270 - RULES AND REGULATIONS, INVESTMENT ...

Part 270. RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940; 17 CFR Part 270 - RULES AND REGULATIONS, INVESTMENT COMPANY ACT OF 1940 . CFR ; prev next § 270.0-1 Definition of terms used in this part. ... § 270.0-10 Small entities under the Investment Company Act for purposes of the Regulatory Flexibility Act.…

Investment Company Act of 1940 Securities Lawyer's Deskbook

Rules and regulations promulgated under the Investment Company Act of 1940 (17 CFR Part 270) Forms prescribed under the Investment Company Act of 1940; Investment Advisers Act of 1940. Rules and regulations promulgated under the Investment Advisers Act of 1940 (17 CFR Part 275) Forms prescribed under the Investment Advisers Act of 1940…

Investment Company Act of 1940 - Deutsche Bank

3 INVESTMENT COMPANY ACT OF 1940 Sec. 2 . the character of such securities and the circumstances, policies, and financial responsibility of such companies and their man­ agement; (2) when investment companies are organized, operated, managed, or their ……