Guosen Securities Hk Brokerage Company Limited

Dear customer, upon your request Guosen Securities Hk Brokerage Company Limited were found the following resources. Our team makes effort to make you happy with the search on our site ninan.org

Guosen Securities Company Limited ("Guosen Securities", "GSEC" or Chinese: 国信证券) is a Chinese state-owned financial services company headquartered in Shenzhen, China, with more than 70 branches and 11,500 employees nationwide.It has offices in 47 major cities in China including Shenzhen, Beijing, Guangzhou, Foshan, Nanjing, Shanghai, Tianjin and Hong Kong.Headquarters: Shenzhen, People's Republic of China…

Feb 18, 2019 · The Securities and Futures Commission (SFC) has reprimanded Guosen Securities (HK) Brokerage Company, Limited (Guosen) and fined it $15.2 million for failures in complying with anti-money laundering (AML) and counter-terrorist financing (CFT) regulatory requirements when handling third party fund deposits (Note 1).…

Guosen Securities (Hk) Brokerage Company, Limited is headquartered in Hong Kong. The company's line of business includes the purchase, sale, and brokerage of securities.Founded: Jan 29, 2009…

It caters to institutional clients. Guosen Securities (HK) Brokerage Company, Limited, Research Division is based in Central, Hong Kong with additional offices in Shenzhen, China; Shanghai, China; and Beijing, China. It operates as a division of Guosen Securities (HK) Brokerage Co., Ltd.Location: 8th Floor Li Po Chun Chambers 189 Des Voeux Road Central, Hong Kong…

Hong Kong’s Securities and Futures Commission (SFC) has taken action against Guosen Securities (HK) Brokerage Company, Limited over anti-money laundering laws violations.. The regulator has imposed a fine of HK$15.2 million on the brokerage and has reprimanded it publicly.…

Apr 23, 2019 · The Securities and Futures Commission (SFC) has prohibited Mr Su Xiqiang, former head of retail brokerage and responsible officer (RO) of Guosen Securities (HK) Brokerage Company, Limited (Guosen), from re-entering the industry for 10 months from 17 ……

SFC fines Guosen Securities (HK) HK$15.2m for breaches of AML requirements SFC, 18-Feb-2019 The firm processed over 2200 suspicious third-party deposits (i.e. not made by clients but into their accounts) totalling over HK$2.3bn in 14 months up to Dec-2015.…

SFC reprimands and fines Guosen Securities (HK) Brokerage Company, Limited $15.2 million for breaches of anti-money laundering regulatory requirements 18 Feb 2019 The Securities and Futures Commission (SFC) has reprimanded Guosen Securities (HK) Brokerage Company, Limited (Guosen) and fined it $15.2 million for failures in complying with anti-money…

Guosen Securities is a leading Chinese financial services firm providing a wide range of products in Brokerage, Investment Banking, Asset Management, Research and Private Equity. Guosen is ...Founded: 1989…

Guosen Securities(HK) Institutional Sales and Trading 地址：香港中環金融街8號國際金融中心2期42層 電話：(852) 2248 3555 傳真：(852) 2899 7252 電郵：[email protected] 國信證券（香港）資產管理有限公司 Guosen Securities(HK) Asset Management Company Limited…